Vanward Global
Compliance
Effective Date: January 2025.
Regulatory Compliance
Securities regulations for tokenization and digital asset structuring; Environmental compliance for carbon credit development; Financial services regulations for advisory activities; Data protection and privacy laws (GDPR, CCPA where applicable).
Industry Standards
ISO standards for quality management; Best practices for carbon credit verification and validation; Blockchain and digital asset industry standards; Professional engineering standards.
Carbon Credit Compliance
Adherence to Verra VCS, Gold Standard, and other registry requirements; Third-party verification and validation protocols; Additionality and permanence standards; MRV (Monitoring, Reporting, Verification) frameworks.
Tokenization Compliance
Securities law compliance for digital asset offerings; KYC/AML procedures for token transactions; Smart contract auditing and security standards; Regulatory coordination with relevant authorities.
Anti-Money Laundering (AML)
KYC procedures for all client engagements; Transaction monitoring and reporting; Suspicious activity identification and reporting; Compliance with OFAC and sanctions requirements.
Know Your Customer (KYC)
Identity verification for all clients; Beneficial ownership identification; Source of funds documentation; Ongoing monitoring and updates.
Environmental, Social, and Governance (ESG)
Commitment to sustainable business practices; Social responsibility in project development; Transparent governance and reporting; Stakeholder engagement and accountability.
Ethics and Professional Conduct
Adherence to professional codes of conduct; Conflict of interest disclosure and management; Fair dealing and transparency; Client-first approach to all engagements.
Audit and Reporting
Regular internal compliance audits; Third-party audits when required; Transparent reporting to clients and stakeholders; Documentation and record-keeping standards.
Training and Education
Ongoing compliance training for team members; Updates on regulatory changes; Industry best practices education; Professional development requirements.
Contact for Compliance Inquiries
Email: info@vanward.global; Phone: 561-839-3146. Compliance Officer: Available upon request.